Unclaimed Profile

David Michael Bann

CAPITAL ONE INVESTING, INC.·MCLEAN, Virginia

Series 65Clean record7 years registeredCAPITAL ONE INVESTING, INC.

1600 CAPITAL ONE DRIVE, MCLEAN, VA 22102CRD# 7004764Firm CRD# 285084

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Michael Bann · MCLEAN, VA

Registration

CRD #7004764 · CAPITAL ONE INVESTING, INC. · 7 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAPITAL ONE INVESTING, INC.

CAPITAL ONE INVESTING, INC.

Sep 2018 – May 2022

McLean, VA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · September 26, 2018

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITAL ONE INVESTING, INC.

CRD 285084 · SEC 801-111630

AUM

$920M

Regulatory assets under management

Employees

1,089 client accounts

Services offered by CAPITAL ONE INVESTING, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL ONE INVESTING, INC. →

Introduction

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Frequently Asked Questions

What services does David Michael Bann offer?

David Michael Bann specializes in Financial Planning, Investment Management, Wealth Management.

What are David Michael Bann's credentials?

David Michael Bann is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Michael Bann located?

David Michael Bann is based in MCLEAN, Virginia, last registered with CAPITAL ONE INVESTING, INC..

How does David Michael Bann charge for services?

David Michael Bann's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL ONE INVESTING, INC.?

CAPITAL ONE INVESTING, INC. has approximately 73 employees and manages $920M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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