Unclaimed Profile

Thomas Andrew Toth

TOTH FINANCIAL ADVISORY CORP·LEESBURG, Virginia

Series 7, Series 24, Series 27, Series 63, Series 6537 years registeredTOTH FINANCIAL ADVISORY CORP

608 SOUTH KING STREET, LEESBURG, VA 20175CRD# 1239543Firm CRD# 104952

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Andrew Toth · LEESBURG, VA

Registration

CRD #1239543 · TOTH FINANCIAL ADVISORY CORP · 37 years registered

Brand Profile

Not yet started

Career History

TOTH FINANCIAL ADVISORY CORP

Aug 1989 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 27

Series 63

Series 65

Registration record

First registered · August 15, 1989

Years registered · 37

Disclosure History

2002Customer Dispute·Award / Judgment

1992Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TOTH FINANCIAL ADVISORY CORP

CRD 104952 · SEC 801-27662

AUM

$866M

Regulatory assets under management

Employees

2,133 client accounts

Services offered by TOTH FINANCIAL ADVISORY CORP

Per Form ADV

Portfolio management (individuals)

Pension consulting

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at TOTH FINANCIAL ADVISORY CORP →

Introduction

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Frequently Asked Questions

What services does Thomas Andrew Toth offer?

Thomas Andrew Toth specializes in Investment Management, Retirement Planning. Contact their office in LEESBURG, Virginia for a consultation.

What are Thomas Andrew Toth's credentials?

Thomas Andrew Toth is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Andrew Toth located?

Thomas Andrew Toth is based in LEESBURG, Virginia, working with TOTH FINANCIAL ADVISORY CORP. Their office serves clients in the LEESBURG metropolitan area and surrounding communities.

How does Thomas Andrew Toth charge for services?

Thomas Andrew Toth's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TOTH FINANCIAL ADVISORY CORP?

TOTH FINANCIAL ADVISORY CORP has approximately 18 employees and manages $866M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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