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Sean Roger O'connell

PBGH FINANCIAL ADVISORS, INC.·FREDERICKSBURG, Virginia
Clean record24 years registeredPBGH FINANCIAL ADVISORS, INC.
725 JACKSON STREET, FREDERICKSBURG, VA 22401CRD# 4460331Firm CRD# 115013

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sean Roger O'connell · FREDERICKSBURG, VA
Registration
CRD #4460331 · PBGH FINANCIAL ADVISORS, INC. · 24 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: PBGH FINANCIAL ADVISORS, INC.
PBMARES WEALTH MANAGEMENT LLC
Jan 2013 – Aug 2025
Chicago, IL
PBGH FINANCIAL ADVISORS, INC.
Oct 2001 – Jan 2013
FREDERICKSBURG, VA
02

Registrations & Exams

Registration record
First registered · October 11, 2001
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PBGH FINANCIAL ADVISORS, INC.
CRD 115013 · SEC 801-69322
AUM
$135M
Regulatory assets under management
Employees
1
610 client accounts
Services offered by PBGH FINANCIAL ADVISORS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at PBGH FINANCIAL ADVISORS, INC. →
Introduction

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05

Frequently Asked Questions

What services does Sean Roger O'connell offer?
Sean Roger O'connell specializes in Financial Planning, Investment Management, Wealth Management.
What are Sean Roger O'connell's credentials?
Sean Roger O'connell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sean Roger O'connell located?
Sean Roger O'connell is based in FREDERICKSBURG, Virginia, last registered with PBGH FINANCIAL ADVISORS, INC..
How does Sean Roger O'connell charge for services?
Sean Roger O'connell's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PBGH FINANCIAL ADVISORS, INC.?
PBGH FINANCIAL ADVISORS, INC. has approximately 1 employees and manages $135M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PBGH FINANCIAL ADVISORS, INC.

Raymond Earl Kingsfield
FREDERICKSBURG, VA

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