Unclaimed Profile

Helen Louise Modly

FOCUS WEALTH MANAGEMENT, LTD.·FAIRFAX, Virginia

Series 6, Series 7, Series 22, Series 63, Series 65Clean record25 years registeredFOCUS WEALTH MANAGEMENT, LTD.

11325 RANDOM HILLS ROAD, FAIRFAX, VA 22030CRD# 1161671Firm CRD# 116836

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Helen Louise Modly · FAIRFAX, VA

Registration

CRD #1161671 · FOCUS WEALTH MANAGEMENT, LTD. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FOCUS WEALTH MANAGEMENT, LTD.

BUCKINGHAM STRATEGIC WEALTH, LLC

Aug 2017 – Dec 2020

MIDDLEBURG, VA

FOCUS WEALTH MANAGEMENT, LTD.

Sep 2000 – Aug 2017

Fairfax, VA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 22

Series 63

Series 65

Registration record

First registered · September 7, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FOCUS WEALTH MANAGEMENT, LTD.

CRD 116836 · SEC 801-61846

AUM

$295M

Regulatory assets under management

Employees

607 client accounts

Services offered by FOCUS WEALTH MANAGEMENT, LTD.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FOCUS WEALTH MANAGEMENT, LTD. →

Introduction

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Frequently Asked Questions

What services does Helen Louise Modly offer?

Helen Louise Modly specializes in Financial Planning, Investment Management.

What are Helen Louise Modly's credentials?

Helen Louise Modly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Helen Louise Modly located?

Helen Louise Modly is based in FAIRFAX, Virginia, last registered with FOCUS WEALTH MANAGEMENT, LTD..

How does Helen Louise Modly charge for services?

Helen Louise Modly's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FOCUS WEALTH MANAGEMENT, LTD.?

FOCUS WEALTH MANAGEMENT, LTD. has approximately 8 employees and manages $295M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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