Unclaimed Profile

Douglas Allen Stewart

MARKET CONCEPTS, LLC·CHARLOTTESVILLE, Virginia

Series 6, Series 7, Series 63, Series 6526 years registeredMARKET CONCEPTS, LLC

300 HICKMAN RD, CHARLOTTESVILLE, VA 22911CRD# 2838639Firm CRD# 143838

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Allen Stewart · CHARLOTTESVILLE, VA

Registration

CRD #2838639 · MARKET CONCEPTS, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MARKET CONCEPTS, LLC

MARKET CONCEPTS, LLC

Dec 2017 – Dec 2022

ARLINGTON, VA

MARKET CONCEPTS, LLC

Sep 2013 – Nov 2017

CHARLOTTESVILLE, VA

SHERWOOD FOREST CAPITAL MANAGEMENT

Jul 2007 – Dec 2011

CHARLOTTESVILLE, VA

WFG ADVISORS, LP

Jan 2005 – Jul 2007

CHARLOTTESVILLE, VA

PRO-INTEGRITY SECURITIES, INC.

Apr 2003 – Dec 2004

TROY, VA

SCOTT & STRINGFELLOW, INC.

Jun 2000 – Apr 2003

CULPEPER, VA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · June 6, 2000

Years registered · 26

Disclosure History

2003Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MARKET CONCEPTS, LLC

CRD 143838 · SEC 801-69839

AUM

$3M

Regulatory assets under management

Employees

10 client accounts

Services offered by MARKET CONCEPTS, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MARKET CONCEPTS, LLC →

Introduction

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Frequently Asked Questions

What services does Douglas Allen Stewart offer?

Douglas Allen Stewart specializes in Investment Management.

What are Douglas Allen Stewart's credentials?

Douglas Allen Stewart is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Allen Stewart located?

Douglas Allen Stewart is based in CHARLOTTESVILLE, Virginia, last registered with MARKET CONCEPTS, LLC.

How does Douglas Allen Stewart charge for services?

Douglas Allen Stewart's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARKET CONCEPTS, LLC?

MARKET CONCEPTS, LLC has approximately 2 employees and manages $3M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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