Unclaimed Profile

Robert Alan Katzen

THE ITHAKA GROUP, LLC·ARLINGTON, Virginia

Series 65Clean record17 years registeredTHE ITHAKA GROUP, LLC

3811 N FAIRFAX DRIVE, ARLINGTON, VA 22203CRD# 5580728Firm CRD# 146975

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Alan Katzen · ARLINGTON, VA

Registration

CRD #5580728 · THE ITHAKA GROUP, LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THE ITHAKA GROUP, LLC

THE ITHAKA GROUP, LLC

Jun 2009 – Nov 2023

ARLINGTON, VA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · June 3, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE ITHAKA GROUP, LLC

CRD 146975 · SEC 801-69086

AUM

$515M

Regulatory assets under management

Employees

156 client accounts

Services offered by THE ITHAKA GROUP, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at THE ITHAKA GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Robert Alan Katzen offer?

Robert Alan Katzen specializes in Investment Management, Wealth Management.

What are Robert Alan Katzen's credentials?

Robert Alan Katzen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Alan Katzen located?

Robert Alan Katzen is based in ARLINGTON, Virginia, last registered with THE ITHAKA GROUP, LLC.

How does Robert Alan Katzen charge for services?

Robert Alan Katzen's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE ITHAKA GROUP, LLC?

THE ITHAKA GROUP, LLC has approximately 8 employees and manages $515M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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