Unclaimed Profile

Michael Allan Bendix

DFPG INVESTMENTS, LLC·SANDY, Utah

SIE, Series 7, Series 24, Series 63, Series 65, Series 99TOClean record15 years registeredDFPG INVESTMENTS, LLC

9017 S RIVERSIDE DRIVE, SANDY, UT 84070CRD# 5379777Firm CRD# 155576

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Allan Bendix · SANDY, UT

Registration

CRD #5379777 · DFPG INVESTMENTS, LLC · 15 years registered

Brand Profile

Not yet started

Career History

DIVERSIFY ADVISORY SERVICES, LLC

Dec 2023 – present

DFPG INVESTMENTS, LLC

Jun 2011 – present

DFPG INVESTMENTS, LLC

Aug 2015 – Jul 2024

Rancho Santa Fe, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · June 3, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DFPG INVESTMENTS, LLC

CRD 155576 · SEC 801-107896

Employees

Total firm employees

Services offered by DFPG INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DFPG INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Allan Bendix offer?

Michael Allan Bendix specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SANDY, Utah for a consultation.

What are Michael Allan Bendix's credentials?

Michael Allan Bendix is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Allan Bendix located?

Michael Allan Bendix is based in SANDY, Utah, working with DFPG INVESTMENTS, LLC. Their office serves clients in the SANDY metropolitan area and surrounding communities.

How does Michael Allan Bendix charge for services?

Michael Allan Bendix's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DFPG INVESTMENTS, LLC?

DFPG INVESTMENTS, LLC has approximately 20 employees. The firm is registered with the SEC as an investment adviser.

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