Unclaimed Profile

David Ryan Laga

DFPG INVESTMENTS, LLC·SANDY, Utah

SIE, Series 7, Series 24, Series 27, Series 51, Series 63, Series 65, Series 99TOClean record10 years registeredDFPG INVESTMENTS, LLC

9017 S RIVERSIDE DRIVE, SANDY, UT 84070CRD# 4919873Firm CRD# 155576

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Ryan Laga · SANDY, UT

Registration

CRD #4919873 · DFPG INVESTMENTS, LLC · 10 years registered

Brand Profile

Not yet started

Career History

DIVERSIFY ADVISORY SERVICES, LLC

Sep 2023 – present

DFPG INVESTMENTS, LLC

Dec 2018 – Jul 2024

SANDY, UT

DFPG INVESTMENTS, INC.

Aug 2015 – Dec 2018

SANDY, UT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 51

Series 63

Series 65

Series 99TO

Registration record

First registered · August 18, 2015

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DFPG INVESTMENTS, LLC

CRD 155576 · SEC 801-107896

Employees

Total firm employees

Services offered by DFPG INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DFPG INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does David Ryan Laga offer?

David Ryan Laga specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SANDY, Utah for a consultation.

What are David Ryan Laga's credentials?

David Ryan Laga is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Ryan Laga located?

David Ryan Laga is based in SANDY, Utah, working with DFPG INVESTMENTS, LLC. Their office serves clients in the SANDY metropolitan area and surrounding communities.

How does David Ryan Laga charge for services?

David Ryan Laga's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DFPG INVESTMENTS, LLC?

DFPG INVESTMENTS, LLC has approximately 20 employees. The firm is registered with the SEC as an investment adviser.

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