Unclaimed Profile

David William Swapp

NET WORTH ADVISORY GROUP, LLC·SANDY, Utah

Series 7, Series 66Clean record21 years registeredNET WORTH ADVISORY GROUP, LLC

75 W. TOWNE RIDGE PARKWAY, SANDY, UT 84070CRD# 4888140Firm CRD# 126983

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David William Swapp · SANDY, UT

Registration

CRD #4888140 · NET WORTH ADVISORY GROUP, LLC · 21 years registered

Brand Profile

Not yet started

Career History

NET WORTH ADVISORY GROUP, LLC

Jul 2005 – present

LINSCO/PRIVATE LEDGER CORP.

Feb 2005 – Jul 2005

SANDY, UT

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · February 4, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NET WORTH ADVISORY GROUP, LLC

CRD 126983 · SEC 801-65548

AUM

$632M

Regulatory assets under management

Employees

2,700 client accounts

Services offered by NET WORTH ADVISORY GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NET WORTH ADVISORY GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does David William Swapp offer?

David William Swapp specializes in Financial Planning, Investment Management. Contact their office in SANDY, Utah for a consultation.

What are David William Swapp's credentials?

David William Swapp is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David William Swapp located?

David William Swapp is based in SANDY, Utah, working with NET WORTH ADVISORY GROUP, LLC. Their office serves clients in the SANDY metropolitan area and surrounding communities.

How does David William Swapp charge for services?

David William Swapp's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NET WORTH ADVISORY GROUP, LLC?

NET WORTH ADVISORY GROUP, LLC has approximately 16 employees and manages $632M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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