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James Henry Macfarlane

CERTEZA FUND ADVISORS LLC·PROVIDENCE, Utah
SIE, Series 3, Series 7, Series 63, Series 66Clean record5 years registeredCERTEZA FUND ADVISORS LLC
565 W 465 N, PROVIDENCE, UT 84332CRD# 5438855Firm CRD# 310848

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Henry Macfarlane · PROVIDENCE, UT
Registration
CRD #5438855 · CERTEZA FUND ADVISORS LLC · 5 years registered
Brand Profile
Not yet started
01

Career History

MORGAN STANLEY
Oct 2022 – present
CERTEZA FUND ADVISORS LLC
Jan 2021 – Oct 2022
PROVIDENCE, UT
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 63
Series 66
Registration record
First registered · January 11, 2021
Years registered · 5
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CERTEZA FUND ADVISORS LLC
CRD 310848 · SEC 801-119809
AUM
$20M
Regulatory assets under management
Employees
3
1 client accounts
Services offered by CERTEZA FUND ADVISORS LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CERTEZA FUND ADVISORS LLC →
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05

Frequently Asked Questions

What services does James Henry Macfarlane offer?
James Henry Macfarlane specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in PROVIDENCE, Utah for a consultation.
What are James Henry Macfarlane's credentials?
James Henry Macfarlane is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Henry Macfarlane located?
James Henry Macfarlane is based in PROVIDENCE, Utah, working with CERTEZA FUND ADVISORS LLC. Their office serves clients in the PROVIDENCE metropolitan area and surrounding communities.
How does James Henry Macfarlane charge for services?
James Henry Macfarlane's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CERTEZA FUND ADVISORS LLC?
CERTEZA FUND ADVISORS LLC has approximately 3 employees and manages $20M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CERTEZA FUND ADVISORS LLC

Patrick Wayne Sharp
PROVIDENCE, UT
Brett Ronald Nelson
PROVIDENCE, UT

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Utah
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City Guides
SALT LAKE CITY GuidePROVO GuideLEHI GuideDRAPER GuideOREM Guide
Research
Advisor Fees in UtahNational Fee Analysis
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