Unclaimed Profile

William Bruce Miller

THE PROFESSIONAL FINANCIAL COMPANY LLC·OREM, Utah

Series 65Clean record15 years registeredTHE PROFESSIONAL FINANCIAL COMPANY LLC

384 W CENTER ST, OREM, UT 84057CRD# 5844796Firm CRD# 286419

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Bruce Miller · OREM, UT

Registration

CRD #5844796 · THE PROFESSIONAL FINANCIAL COMPANY LLC · 15 years registered

Brand Profile

Not yet started

Career History

THE PROFESSIONAL FINANCIAL COMPANY LLC

Jun 2018 – present

ARISTA WEALTH MANAGEMENT, LLC

Dec 2015 – Dec 2018

Cedar Hills, UT

TRUENORTH WEALTH

Sep 2010 – Jan 2016

SALT LAKE CITY, UT

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · September 28, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE PROFESSIONAL FINANCIAL COMPANY LLC

CRD 286419 · SEC 801-114491

AUM

$206M

Regulatory assets under management

Employees

252 client accounts

Services offered by THE PROFESSIONAL FINANCIAL COMPANY LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE PROFESSIONAL FINANCIAL COMPANY LLC →

Introduction

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Frequently Asked Questions

What services does William Bruce Miller offer?

William Bruce Miller specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in OREM, Utah for a consultation.

What are William Bruce Miller's credentials?

William Bruce Miller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Bruce Miller located?

William Bruce Miller is based in OREM, Utah, working with THE PROFESSIONAL FINANCIAL COMPANY LLC. Their office serves clients in the OREM metropolitan area and surrounding communities.

How does William Bruce Miller charge for services?

William Bruce Miller's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE PROFESSIONAL FINANCIAL COMPANY LLC?

THE PROFESSIONAL FINANCIAL COMPANY LLC has approximately 6 employees and manages $206M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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