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Richard Lee Thawley

SUMMIT GLOBAL INVESTMENTS, LLC·BOUNTIFUL, Utah
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620 SOUTH MAIN STREET, BOUNTIFUL, UT 84010CRD# 1131657Firm CRD# 157091
01

About

Richard Lee Thawley is a registered financial advisor based in BOUNTIFUL, Utah, affiliated with SUMMIT GLOBAL INVESTMENTS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
SUMMIT GLOBAL INVESTMENTS, LLC
SUMMIT GLOBAL INVESTMENTS, LLC
AUM
$2.0B
Regulatory assets under management
Employees
32
Total firm employees
View all advisors at SUMMIT GLOBAL INVESTMENTS, LLC →
Services
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Performance-based fees
Regulatory
SEC/IARD CRD# 1131657
Firm CRD# 157091
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard Lee Thawley offer?
Richard Lee Thawley specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in BOUNTIFUL, Utah for a consultation.
What are Richard Lee Thawley's credentials?
Richard Lee Thawley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Lee Thawley located?
Richard Lee Thawley is based in BOUNTIFUL, Utah, working with SUMMIT GLOBAL INVESTMENTS, LLC. Their office serves clients in the BOUNTIFUL metropolitan area and surrounding communities.
How does Richard Lee Thawley charge for services?
Richard Lee Thawley's firm is compensated through percentage of aum, hourly charges, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SUMMIT GLOBAL INVESTMENTS, LLC?
SUMMIT GLOBAL INVESTMENTS, LLC has approximately 32 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in BOUNTIFUL
Ryan Eugene Craner — STRATEGIC PLANNING GROUP, LLCCarl Doane — SUMMIT GLOBAL INVESTMENTS, LLCDavid Lee Harden — SUMMIT GLOBAL INVESTMENTS, LLCJanaya Moscony — SG TRADING SOLUTIONS, LLCLauritz Crookston Christensen — SUMMIT GLOBAL INVESTMENTS, LLC
Nearby cities in Utah
SALT LAKE CITY (358)LEHI (82)PARK CITY (60)DRAPER (54)PROVO (47)
City Guides
SALT LAKE CITY GuideLEHI GuidePARK CITY GuideDRAPER GuidePROVO Guide
Research
Advisor Fees in UtahNational Fee Analysis
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