Unclaimed Profile

Richard Lee Thawley

SUMMIT GLOBAL INVESTMENTS, LLC·BOUNTIFUL, Utah

Clean recordSUMMIT GLOBAL INVESTMENTS, LLC

620 SOUTH MAIN STREET, BOUNTIFUL, UT 84010CRD# 1131657Firm CRD# 157091

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Lee Thawley · BOUNTIFUL, UT

Registration

CRD #1131657 · SUMMIT GLOBAL INVESTMENTS, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Richard Lee Thawley is a registered financial advisor based in BOUNTIFUL, Utah, affiliated with SUMMIT GLOBAL INVESTMENTS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

Introduction

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Firm Overview

Firm

SUMMIT GLOBAL INVESTMENTS, LLC

AUM

$2.0B

Regulatory assets under management

Employees

Total firm employees

View all advisors at SUMMIT GLOBAL INVESTMENTS, LLC →

Services

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Other

Background

Compensation

Percentage of AUM

Hourly charges

Performance-based fees

Regulatory

SEC/IARD CRD# 1131657

Firm CRD# 157091

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Richard Lee Thawley offer?

Richard Lee Thawley specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in BOUNTIFUL, Utah for a consultation.

What are Richard Lee Thawley's credentials?

Richard Lee Thawley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Lee Thawley located?

Richard Lee Thawley is based in BOUNTIFUL, Utah, working with SUMMIT GLOBAL INVESTMENTS, LLC. Their office serves clients in the BOUNTIFUL metropolitan area and surrounding communities.

How does Richard Lee Thawley charge for services?

Richard Lee Thawley's firm is compensated through percentage of aum, hourly charges, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUMMIT GLOBAL INVESTMENTS, LLC?

SUMMIT GLOBAL INVESTMENTS, LLC has approximately 32 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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