Unclaimed Profile

David Lee Harden

SUMMIT GLOBAL INVESTMENTS, LLC·BOUNTIFUL, Utah

Series 6, Series 7, Series 63, Series 65Clean record15 years registeredSUMMIT GLOBAL INVESTMENTS, LLC

620 SOUTH MAIN STREET, BOUNTIFUL, UT 84010CRD# 2408466Firm CRD# 157091

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Lee Harden · BOUNTIFUL, UT

Registration

CRD #2408466 · SUMMIT GLOBAL INVESTMENTS, LLC · 15 years registered

Brand Profile

Not yet started

Career History

SUMMIT GLOBAL INVESTMENTS, LLC

Jan 2018 – present

SUMMIT GLOBAL INVESTMENTS, LLC

May 2017 – Dec 2017

BOUNTIFUL, UT

SUMMIT GLOBAL INVESTMENTS, LLC

Oct 2012 – Dec 2016

BOUNTIFUL, UT

SUMMIT GLOBAL INVESTMENTS, LLC

Oct 2011 – May 2012

BOUNTIFUL, UT

PRESIDIUM PARTNERS, LLC

Oct 2010 – Jun 2012

SALT LAKE CITY, UT

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · October 20, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SUMMIT GLOBAL INVESTMENTS, LLC

CRD 157091 · SEC 801-76631

AUM

$2.0B

Regulatory assets under management

Employees

6,110 client accounts

Services offered by SUMMIT GLOBAL INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at SUMMIT GLOBAL INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does David Lee Harden offer?

David Lee Harden specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in BOUNTIFUL, Utah for a consultation.

What are David Lee Harden's credentials?

David Lee Harden is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Lee Harden located?

David Lee Harden is based in BOUNTIFUL, Utah, working with SUMMIT GLOBAL INVESTMENTS, LLC. Their office serves clients in the BOUNTIFUL metropolitan area and surrounding communities.

How does David Lee Harden charge for services?

David Lee Harden's firm is compensated through percentage of aum, hourly charges, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUMMIT GLOBAL INVESTMENTS, LLC?

SUMMIT GLOBAL INVESTMENTS, LLC has approximately 32 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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