Unclaimed Profile

Richard Darren Simons

FORTIUS WEALTH MANAGEMENT LLC·ALPINE, Utah

SIE, Series 6, Series 7, Series 63, Series 65Clean record26 years registeredFORTIUS WEALTH MANAGEMENT LLC

40 W MAIN ST COURT, ALPINE, UT 84004CRD# 2649426Firm CRD# 141485

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Darren Simons · ALPINE, UT

Registration

CRD #2649426 · FORTIUS WEALTH MANAGEMENT LLC · 26 years registered

Brand Profile

Not yet started

Career History

DIAMOND WEALTH MANAGEMENT, LLC

Nov 2017 – present

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

Jul 2012 – Nov 2017

ALPINE, UT

FORTIUS WEALTH MANAGEMENT LLC

Nov 2006 – Jun 2012

BLUFFDALE, UT

FORTIUS FINANCIAL ADVISORS, LLC

Jun 2004 – Dec 2006

SALT LAKE CITY, UT

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Dec 2002 – Mar 2004

SALT LAKE CITY, UT

STRATEGIC ADVISERS INC.

Jan 2000 – Dec 2002

SALT LAKE CITY, UT

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · January 5, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FORTIUS WEALTH MANAGEMENT LLC

CRD 141485 · SEC 801-67136

AUM

$28M

Regulatory assets under management

Employees

125 client accounts

Services offered by FORTIUS WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FORTIUS WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Richard Darren Simons offer?

Richard Darren Simons specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ALPINE, Utah for a consultation.

What are Richard Darren Simons's credentials?

Richard Darren Simons is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Darren Simons located?

Richard Darren Simons is based in ALPINE, Utah, working with FORTIUS WEALTH MANAGEMENT LLC. Their office serves clients in the ALPINE metropolitan area and surrounding communities.

How does Richard Darren Simons charge for services?

Richard Darren Simons's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FORTIUS WEALTH MANAGEMENT LLC?

FORTIUS WEALTH MANAGEMENT LLC has approximately 1 employees and manages $28M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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