Unclaimed Profile

Tom Lynn Stringfellow

FROST INVESTMENT ADVISORS, LLC·SAN ANTONIO, Texas

Series 7, Series 24, Series 63, Series 86, Series 87CFP CFACICClean record18 years registeredFROST INVESTMENT ADVISORS, LLC

111 WEST HOUSTON STREET, SAN ANTONIO, TX 78205CRD# 2868603Firm CRD# 146148

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tom Lynn Stringfellow · SAN ANTONIO, TX

Registration

CRD #2868603 · FROST INVESTMENT ADVISORS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FROST INVESTMENT ADVISORS, LLC

FROST INVESTMENT ADVISORS, LLC

Feb 2008 – Feb 2021

SAN ANTONIO, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 86

Series 87

Registration record

First registered · February 20, 2008

Years registered · 18

Professional designations · CFP, CFA, CIC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FROST INVESTMENT ADVISORS, LLC

CRD 146148 · SEC 801-68724

AUM

$4.9B

Regulatory assets under management

Employees

11 client accounts

Services offered by FROST INVESTMENT ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at FROST INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Tom Lynn Stringfellow offer?

Tom Lynn Stringfellow specializes in Investment Management, Wealth Management.

What are Tom Lynn Stringfellow's credentials?

Tom Lynn Stringfellow holds the following professional designations: CFP, CFA, CIC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Tom Lynn Stringfellow located?

Tom Lynn Stringfellow is based in SAN ANTONIO, Texas, last registered with FROST INVESTMENT ADVISORS, LLC.

How does Tom Lynn Stringfellow charge for services?

Tom Lynn Stringfellow's firm is compensated through percentage of aum, other: provide models to 3rd parties and receive asset-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FROST INVESTMENT ADVISORS, LLC?

FROST INVESTMENT ADVISORS, LLC has approximately 30 employees and manages $4.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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