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Brad Francis Duval Thompson

FROST INVESTMENT ADVISORS, LLC·SAN ANTONIO, Texas
Clean recordFROST INVESTMENT ADVISORS, LLC
100 WEST HOUSTON STREET, SAN ANTONIO, TX 78205CRD# 5119741Firm CRD# 146148

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brad Francis Duval Thompson · SAN ANTONIO, TX
Registration
CRD #5119741 · FROST INVESTMENT ADVISORS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Brad Francis Duval Thompson is a registered financial advisor based in SAN ANTONIO, Texas, affiliated with FROST INVESTMENT ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
Institutional Investors
Introduction

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03

Firm Overview

Firm
FROST INVESTMENT ADVISORS, LLC
FROST INVESTMENT ADVISORS, LLC
AUM
$4.9B
Regulatory assets under management
Employees
30
Total firm employees
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Other: PROVIDE MODELS TO 3RD PARTIES AND RECEIVE ASSET-BASED FEES
Regulatory
SEC/IARD CRD# 5119741
Firm CRD# 146148
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Brad Francis Duval Thompson offer?
Brad Francis Duval Thompson specializes in Investment Management, Wealth Management. Contact their office in SAN ANTONIO, Texas for a consultation.
What are Brad Francis Duval Thompson's credentials?
Brad Francis Duval Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brad Francis Duval Thompson located?
Brad Francis Duval Thompson is based in SAN ANTONIO, Texas, working with FROST INVESTMENT ADVISORS, LLC. Their office serves clients in the SAN ANTONIO metropolitan area and surrounding communities.
How does Brad Francis Duval Thompson charge for services?
Brad Francis Duval Thompson's firm is compensated through percentage of aum, other: provide models to 3rd parties and receive asset-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FROST INVESTMENT ADVISORS, LLC?
FROST INVESTMENT ADVISORS, LLC has approximately 30 employees and manages $4.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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