Unclaimed Profile

Louisa Catharine Guthrie

SOUTH TEXAS MONEY MANAGEMENT, LTD.·SAN ANTONIO, Texas

SIE, Series 7, Series 9, Series 10, Series 24, Series 63, Series 65Clean record10 years registeredSOUTH TEXAS MONEY MANAGEMENT, LTD.

700 N. ST. MARY'S STREET, SUITE 100, SAN ANTONIO, TX 78205CRD# 2489036Firm CRD# 112188

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Louisa Catharine Guthrie · SAN ANTONIO, TX

Registration

CRD #2489036 · SOUTH TEXAS MONEY MANAGEMENT, LTD. · 10 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SOUTH TEXAS MONEY MANAGEMENT, LTD.

VANGUARD ADVISERS, INC.

Mar 2019 – Jul 2025

MALVERN, PA

SOUTH TEXAS MONEY MANAGEMENT, LTD.

Oct 2015 – Jan 2018

SAN ANTONIO, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · October 27, 2015

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOUTH TEXAS MONEY MANAGEMENT, LTD.

CRD 112188 · SEC 801-58167

AUM

$3.4B

Regulatory assets under management

Employees

3,258 client accounts

Services offered by SOUTH TEXAS MONEY MANAGEMENT, LTD.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SOUTH TEXAS MONEY MANAGEMENT, LTD. →

Introduction

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Frequently Asked Questions

What services does Louisa Catharine Guthrie offer?

Louisa Catharine Guthrie specializes in Financial Planning, Investment Management, Wealth Management.

What are Louisa Catharine Guthrie's credentials?

Louisa Catharine Guthrie is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Louisa Catharine Guthrie located?

Louisa Catharine Guthrie is based in SAN ANTONIO, Texas, last registered with SOUTH TEXAS MONEY MANAGEMENT, LTD..

How does Louisa Catharine Guthrie charge for services?

Louisa Catharine Guthrie's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUTH TEXAS MONEY MANAGEMENT, LTD.?

SOUTH TEXAS MONEY MANAGEMENT, LTD. has approximately 62 employees and manages $3.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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