Unclaimed Profile

Charles Brooks Englehardt

USAA ASSET MANAGEMENT COMPANY·SAN ANTONIO, Texas

SIE, Series 6, Series 7, Series 24, Series 26, Series 51, Series 63, Series 66Clean record21 years registeredUSAA ASSET MANAGEMENT COMPANY

9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX 78288-0227CRD# 2302534Firm CRD# 159030

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Brooks Englehardt · SAN ANTONIO, TX

Registration

CRD #2302534 · USAA ASSET MANAGEMENT COMPANY · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: USAA ASSET MANAGEMENT COMPANY

USAA INVESTMENT MANAGEMENT COMPANY

Jan 2010 – Jul 2019

SAN ANTONIO, TX

BANC OF AMERICA INVESTMENT SERVICES, INC.

Jan 2009 – Jun 2009

NEW YORK, NY

COLUMBIA MANAGEMENT ADVISORS, LLC

Feb 2005 – Dec 2008

NEW YORK, NY

BACAP DISTRIBUTORS, LLC

Aug 2004 – Feb 2005

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 51

Series 63

Series 66

Registration record

First registered · August 19, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

USAA ASSET MANAGEMENT COMPANY

CRD 159030 · SEC 801-72896

AUM

$148.3B

Regulatory assets under management

Employees

100

64 client accounts

Services offered by USAA ASSET MANAGEMENT COMPANY

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at USAA ASSET MANAGEMENT COMPANY →

Introduction

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Frequently Asked Questions

What services does Charles Brooks Englehardt offer?

Charles Brooks Englehardt specializes in Investment Management, Retirement Planning, Wealth Management.

What are Charles Brooks Englehardt's credentials?

Charles Brooks Englehardt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Brooks Englehardt located?

Charles Brooks Englehardt is based in SAN ANTONIO, Texas, last registered with USAA ASSET MANAGEMENT COMPANY.

How does Charles Brooks Englehardt charge for services?

Charles Brooks Englehardt's firm is compensated through percentage of aum, performance-based fees, other: at-cost reimbursement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is USAA ASSET MANAGEMENT COMPANY?

USAA ASSET MANAGEMENT COMPANY has approximately 100 employees and manages $148.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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