Unclaimed Profile

Lisa Dawn Fox

SOUTH TEXAS MONEY MANAGEMENT, LTD.·SAN ANTONIO, Texas

Series 6, Series 63Clean record20 years registeredSOUTH TEXAS MONEY MANAGEMENT, LTD.

700 N. ST. MARY'S STREET, SUITE 100, SAN ANTONIO, TX 78205CRD# 4117306Firm CRD# 112188

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lisa Dawn Fox · SAN ANTONIO, TX

Registration

CRD #4117306 · SOUTH TEXAS MONEY MANAGEMENT, LTD. · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SOUTH TEXAS MONEY MANAGEMENT, LTD.

CAPTRUST

Oct 2019 – Mar 2025

North Fort Meyers, FL

SOUTH TEXAS MONEY MANAGEMENT, LTD.

Jul 2006 – Dec 2019

AUSTIN, TX

THIRD COAST WEALTH ADVISORS, INC.

Jan 2006 – Nov 2006

AUSTIN, TX

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Registration record

First registered · January 19, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOUTH TEXAS MONEY MANAGEMENT, LTD.

CRD 112188 · SEC 801-58167

AUM

$3.4B

Regulatory assets under management

Employees

3,258 client accounts

Services offered by SOUTH TEXAS MONEY MANAGEMENT, LTD.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SOUTH TEXAS MONEY MANAGEMENT, LTD. →

Introduction

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Frequently Asked Questions

What services does Lisa Dawn Fox offer?

Lisa Dawn Fox specializes in Financial Planning, Investment Management, Wealth Management.

What are Lisa Dawn Fox's credentials?

Lisa Dawn Fox is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lisa Dawn Fox located?

Lisa Dawn Fox is based in SAN ANTONIO, Texas, last registered with SOUTH TEXAS MONEY MANAGEMENT, LTD..

How does Lisa Dawn Fox charge for services?

Lisa Dawn Fox's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUTH TEXAS MONEY MANAGEMENT, LTD.?

SOUTH TEXAS MONEY MANAGEMENT, LTD. has approximately 62 employees and manages $3.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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