Unclaimed Profile

John Patrick Tuohy

SWBC INVESTMENT COMPANY·SAN ANTONIO, Texas

SIE, Series 7, Series 24, Series 52TO, Series 63, Series 66, Series 79TOClean record21 years registeredSWBC INVESTMENT COMPANY

9311 SAN PEDRO AVENUE, SAN ANTONIO, TX 78216-4459CRD# 4454485Firm CRD# 140994

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Patrick Tuohy · SAN ANTONIO, TX

Registration

CRD #4454485 · SWBC INVESTMENT COMPANY · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SWBC INVESTMENT COMPANY

SWBC INVESTMENT COMPANY

Feb 2015 – Dec 2023

SAN ANTONIO, TX

ADVISORS ASSET MANAGEMENT, INC.

Jul 2005 – Feb 2015

BOERNE, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 63

Series 66

Series 79TO

Registration record

First registered · July 20, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SWBC INVESTMENT COMPANY

CRD 140994 · SEC 801-68054

AUM

$346M

Regulatory assets under management

Employees

250 client accounts

Services offered by SWBC INVESTMENT COMPANY

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SWBC INVESTMENT COMPANY →

Introduction

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Frequently Asked Questions

What services does John Patrick Tuohy offer?

John Patrick Tuohy specializes in Financial Planning, Investment Management, Wealth Management.

What are John Patrick Tuohy's credentials?

John Patrick Tuohy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Patrick Tuohy located?

John Patrick Tuohy is based in SAN ANTONIO, Texas, last registered with SWBC INVESTMENT COMPANY.

How does John Patrick Tuohy charge for services?

John Patrick Tuohy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SWBC INVESTMENT COMPANY?

SWBC INVESTMENT COMPANY has approximately 35 employees and manages $346M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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