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Cindy Lee Jorgensen

SWBC INVESTMENT COMPANY·SAN ANTONIO, Texas
SIE, Series 7, Series 27, Series 63Clean recordSWBC INVESTMENT COMPANY
9311 SAN PEDRO AVENUE, SAN ANTONIO, TX 78216-4459CRD# 2304138Firm CRD# 140994

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Cindy Lee Jorgensen · SAN ANTONIO, TX
Registration
CRD #2304138 · SWBC INVESTMENT COMPANY
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 27
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
SWBC INVESTMENT COMPANY
CRD 140994 · SEC 801-68054
AUM
$346M
Regulatory assets under management
Employees
35
250 client accounts
Services offered by SWBC INVESTMENT COMPANY
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SWBC INVESTMENT COMPANY →
Introduction

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Frequently Asked Questions

What services does Cindy Lee Jorgensen offer?
Cindy Lee Jorgensen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN ANTONIO, Texas for a consultation.
What are Cindy Lee Jorgensen's credentials?
Cindy Lee Jorgensen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Cindy Lee Jorgensen located?
Cindy Lee Jorgensen is based in SAN ANTONIO, Texas, working with SWBC INVESTMENT COMPANY. Their office serves clients in the SAN ANTONIO metropolitan area and surrounding communities.
How does Cindy Lee Jorgensen charge for services?
Cindy Lee Jorgensen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SWBC INVESTMENT COMPANY?
SWBC INVESTMENT COMPANY has approximately 35 employees and manages $346M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SWBC INVESTMENT COMPANY

Donald Scott Rykert
SAN ANTONIO, TX
Alejandro G Ireta
SAN ANTONIO, TX
CFP
John Patrick Tuohy
SAN ANTONIO, TX
Patrick John Muras
SAN ANTONIO, TX
Norbert F Fabre
SAN ANTONIO, TX

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