Unclaimed Profile

Lloyd Daniel Lowe

L.D. LOWE WEALTH ADVISORY, INC.·RICHARDSON, Texas

Series 6, Series 63, Series 6525 years registeredL.D. LOWE WEALTH ADVISORY, INC.

1100 EAST CAMPBELL ROAD, RICHARDSON, TX 75081CRD# 2474587Firm CRD# 136596

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lloyd Daniel Lowe · RICHARDSON, TX

Registration

CRD #2474587 · L.D. LOWE WEALTH ADVISORY, INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: L.D. LOWE WEALTH ADVISORY, INC.

LD LOWE WEALTH ADVISORY

Sep 2021 – Apr 2024

RICHARDSON, TX

LD LOWE WEALTH ADVISORY

Oct 2005 – Dec 2020

DALLAS, TX

MUTUAL SERVICE CORPORATION

Nov 2000 – Oct 2005

FRISCO, TX

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · November 10, 2000

Years registered · 25

Disclosure History

2007Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

L.D. LOWE WEALTH ADVISORY, INC.

CRD 136596 · SEC 801-64775

AUM

$110M

Regulatory assets under management

Employees

660 client accounts

Services offered by L.D. LOWE WEALTH ADVISORY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at L.D. LOWE WEALTH ADVISORY, INC. →

Introduction

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Frequently Asked Questions

What services does Lloyd Daniel Lowe offer?

Lloyd Daniel Lowe specializes in Financial Planning, Investment Management.

What are Lloyd Daniel Lowe's credentials?

Lloyd Daniel Lowe is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lloyd Daniel Lowe located?

Lloyd Daniel Lowe is based in RICHARDSON, Texas, last registered with L.D. LOWE WEALTH ADVISORY, INC..

How does Lloyd Daniel Lowe charge for services?

Lloyd Daniel Lowe's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is L.D. LOWE WEALTH ADVISORY, INC.?

L.D. LOWE WEALTH ADVISORY, INC. has approximately 6 employees and manages $110M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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