Unclaimed Profile

Heath Adam Flock

TALIS ADVISORY SERVICES, LLC·RICHARDSON, Texas

Series 65Clean record14 years registeredTALIS ADVISORY SERVICES, LLC

3400 NORTH CENTRAL EXPRESSWAY, RICHARDSON, TX 75080CRD# 6012138Firm CRD# 135145

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Heath Adam Flock · RICHARDSON, TX

Registration

CRD #6012138 · TALIS ADVISORY SERVICES, LLC · 14 years registered

Brand Profile

Not yet started

Career History

GENERATIONAL WEALTH ADVISORS

May 2018 – present

LCM GLOBAL PARTNERS LLC

Jun 2015 – Jun 2016

DALLAS, TX

CASSIA CAPITAL PARTNERS LLC

Jan 2012 – Aug 2014

WINSTON SALEM, NC

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 31, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TALIS ADVISORY SERVICES, LLC

CRD 135145 · SEC 801-67609

AUM

$366M

Regulatory assets under management

Employees

564 client accounts

Services offered by TALIS ADVISORY SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TALIS ADVISORY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Heath Adam Flock offer?

Heath Adam Flock specializes in Financial Planning, Investment Management. Contact their office in RICHARDSON, Texas for a consultation.

What are Heath Adam Flock's credentials?

Heath Adam Flock is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Heath Adam Flock located?

Heath Adam Flock is based in RICHARDSON, Texas, working with TALIS ADVISORY SERVICES, LLC. Their office serves clients in the RICHARDSON metropolitan area and surrounding communities.

How does Heath Adam Flock charge for services?

Heath Adam Flock's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TALIS ADVISORY SERVICES, LLC?

TALIS ADVISORY SERVICES, LLC has approximately 50 employees and manages $366M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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