Unclaimed Profile

William Michael Pantuso

LD LOWE SR., LLP·DALLAS, Texas

Series 7, Series 63, Series 6519 years registeredLD LOWE SR., LLP

4809 COLE AVE, DALLAS, TX 75205CRD# 3141162Firm CRD# 136596

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Michael Pantuso · DALLAS, TX

Registration

CRD #3141162 · LD LOWE SR., LLP · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LD LOWE SR., LLP

ARROW PRIVATE WEALTH

Jan 2013 – Mar 2017

ALLEN, TX

LD LOWE WEALTH ADVISORY

Sep 2006 – Jan 2013

DALLAS, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · September 15, 2006

Years registered · 19

Disclosure History

2007Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

L.D. LOWE WEALTH ADVISORY, INC.

CRD 136596 · SEC 801-64775

AUM

$110M

Regulatory assets under management

Employees

660 client accounts

Services offered by L.D. LOWE WEALTH ADVISORY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at L.D. LOWE WEALTH ADVISORY, INC. →

Introduction

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Frequently Asked Questions

What services does William Michael Pantuso offer?

William Michael Pantuso specializes in Financial Planning, Investment Management.

What are William Michael Pantuso's credentials?

William Michael Pantuso is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Michael Pantuso located?

William Michael Pantuso is based in DALLAS, Texas, last registered with LD LOWE SR., LLP.

How does William Michael Pantuso charge for services?

William Michael Pantuso's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LD LOWE SR., LLP?

LD LOWE SR., LLP has approximately 6 employees and manages $110M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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