Unclaimed Profile

Thomas Chapman Fishel

FISHER ASSET MANAGEMENT, LLC·PLANO, Texas

Series 4, Series 7, Series 8, Series 14, Series 16, Series 24, Series 27, Series 53, Series 63, Series 65Clean record13 years registeredFISHER ASSET MANAGEMENT, LLC

6500 INTERNATIONAL PKWY, PLANO, TX 75093-8222CRD# 1157055Firm CRD# 107342

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Chapman Fishel · PLANO, TX

Registration

CRD #1157055 · FISHER ASSET MANAGEMENT, LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FISHER ASSET MANAGEMENT, LLC

FISHER INVESTMENTS

Aug 2013 – Feb 2017

SAN MATEO, CA

Registrations & Exams

FINRA examinations passed

Series 4

Series 7

Series 8

Series 14

Series 16

Series 24

Series 27

Series 53

Series 63

Series 65

Registration record

First registered · August 6, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FISHER ASSET MANAGEMENT, LLC

CRD 107342 · SEC 801-29362

AUM

$276.9B

Regulatory assets under management

Employees

3,525

161,361 client accounts

Services offered by FISHER ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at FISHER ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Chapman Fishel offer?

Thomas Chapman Fishel specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Thomas Chapman Fishel's credentials?

Thomas Chapman Fishel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Chapman Fishel located?

Thomas Chapman Fishel is based in PLANO, Texas, last registered with FISHER ASSET MANAGEMENT, LLC.

How does Thomas Chapman Fishel charge for services?

Thomas Chapman Fishel's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FISHER ASSET MANAGEMENT, LLC?

FISHER ASSET MANAGEMENT, LLC has approximately 3525 employees and manages $276.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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