Unclaimed Profile

Nancy Elaine Dixon

TECTONIC ADVISORS LLC·PLANO, Texas

SIE, Series 7, Series 9, Series 10, Series 23, Series 24, Series 31, Series 63, Series 65Clean record28 years registeredTECTONIC ADVISORS LLC

6900 NORTH DALLAS PARKWAY, PLANO, TX 75024CRD# 2806279Firm CRD# 139713

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nancy Elaine Dixon · PLANO, TX

Registration

CRD #2806279 · TECTONIC ADVISORS LLC · 28 years registered

Brand Profile

Not yet started

Career History

SANDERS MORRIS LLC

Jan 2019 – present

TECTONIC ADVISORS LLC

Mar 2017 – Jan 2026

FRISCO, TX

J.P. MORGAN SECURITIES LLC

Jul 2006 – Sep 2016

DALLAS, TX

BEAR, STEARNS & CO. INC.

Dec 2003 – Sep 2005

DALLAS, TX

BANC OF AMERICA INVESTMENT SERVICES, INC.

Aug 2003 – Dec 2003

DALLAS, TX

BANC OF AMERICA SECURITIES LLC

Aug 2002 – Aug 2003

DALLAS, TX

MORGAN STANLEY

Jan 1998 – Aug 2002

PLANO, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 23

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · January 27, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TECTONIC ADVISORS LLC

CRD 139713 · SEC 801-66385

AUM

$3.6B

Regulatory assets under management

Employees

6,832 client accounts

Services offered by TECTONIC ADVISORS LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at TECTONIC ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Nancy Elaine Dixon offer?

Nancy Elaine Dixon specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in PLANO, Texas for a consultation.

What are Nancy Elaine Dixon's credentials?

Nancy Elaine Dixon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nancy Elaine Dixon located?

Nancy Elaine Dixon is based in PLANO, Texas, working with TECTONIC ADVISORS LLC. Their office serves clients in the PLANO metropolitan area and surrounding communities.

How does Nancy Elaine Dixon charge for services?

Nancy Elaine Dixon's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TECTONIC ADVISORS LLC?

TECTONIC ADVISORS LLC has approximately 13 employees and manages $3.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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