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CAPROCK CAPITAL, LLC
CAPROCK CAPITAL, LLC
PLANO, Texas
·
3 registered advisors
·
CRD# 142433
SEC# 801-71297
972-290-0288
01
Firm Overview
AUM
$1M
Regulatory assets under management
Employees
3
Total firm employees
Advisors
3
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
03
Specialties
Investment Management
Wealth Management
Fee-Only Advisory
04
Advisors at CAPROCK CAPITAL, LLC
3 registered advisors
Benjamin Kenneth Friedman
DALLAS, Texas
CRD# 5108746
Jennifer Page Pustmueller
PLANO, Texas
CRD# 5432934
Mark Evan Mitchell
PLANO, Texas
CRD# 2485503
05
Office Locations
PLANO, Texas
2 advisors
DALLAS, Texas
1 advisor
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Data sourced from SEC Form ADV filings. CAPROCK CAPITAL, LLC (CRD# 142433) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.