Unclaimed Profile

Phil Dwayne Wheat

WHEAT GIVENS FINANCIAL, LLC·MCKINNEY, Texas

SIE, Series 7, Series 24, Series 63CFP ChFC20 years registeredWHEAT GIVENS FINANCIAL, LLC

8751 COLLIN MCKINNEY PARKWAY, MCKINNEY, TX 75070CRD# 1160523Firm CRD# 114258

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Phil Dwayne Wheat · MCKINNEY, TX

Registration

CRD #1160523 · WHEAT GIVENS FINANCIAL, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WHEAT GIVENS FINANCIAL, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Nov 2024 – Feb 2025

PLANO, TX

WHEAT GIVENS FINANCIAL, LLC

Feb 2021 – Nov 2024

MCKINNEY, TX

WHEAT GIVENS FINANCIAL, LLC

Apr 2006 – Dec 2020

MCKINNEY, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · April 4, 2006

Years registered · 20

Professional designations · CFP, ChFC

Disclosure History

2022Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WHEAT GIVENS FINANCIAL, LLC

CRD 114258 · SEC 801-121906

AUM

$144M

Regulatory assets under management

Employees

721 client accounts

Services offered by WHEAT GIVENS FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WHEAT GIVENS FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Phil Dwayne Wheat offer?

Phil Dwayne Wheat specializes in Financial Planning, Investment Management.

What are Phil Dwayne Wheat's credentials?

Phil Dwayne Wheat holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Phil Dwayne Wheat located?

Phil Dwayne Wheat is based in MCKINNEY, Texas, last registered with WHEAT GIVENS FINANCIAL, LLC.

How does Phil Dwayne Wheat charge for services?

Phil Dwayne Wheat's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WHEAT GIVENS FINANCIAL, LLC?

WHEAT GIVENS FINANCIAL, LLC has approximately 4 employees and manages $144M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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