Unclaimed Profile

Lori Beth Givens

ALIGN FINANCIAL ADVISORS, LLC·MCKINNEY, Texas

SIE, Series 7, Series 24, Series 63, Series 65CFP13 years registeredALIGN FINANCIAL ADVISORS, LLC

6401 ELDORADO PKWY, MCKINNEY, TX 75070CRD# 6145137Firm CRD# 333905

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lori Beth Givens · MCKINNEY, TX

Registration

CRD #6145137 · ALIGN FINANCIAL ADVISORS, LLC · 13 years registered

Brand Profile

Not yet started

Career History

ALIGN FINANCIAL ADVISORS, LLC

Dec 2024 – present

WHEAT GIVENS FINANCIAL, LLC

Feb 2021 – Oct 2024

MCKINNEY, TX

WHEAT GIVENS FINANCIAL, LLC

Jul 2013 – Dec 2020

MCKINNEY, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 13, 2013

Years registered · 13

Professional designation · CFP

Disclosure History

2022Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ALIGN FINANCIAL ADVISORS, LLC

CRD 333905 · SEC 801-131581

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by ALIGN FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALIGN FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Lori Beth Givens offer?

Lori Beth Givens specializes in Financial Planning, Investment Management. Contact their office in MCKINNEY, Texas for a consultation.

What are Lori Beth Givens's credentials?

Lori Beth Givens holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Lori Beth Givens located?

Lori Beth Givens is based in MCKINNEY, Texas, working with ALIGN FINANCIAL ADVISORS, LLC. Their office serves clients in the MCKINNEY metropolitan area and surrounding communities.

How does Lori Beth Givens charge for services?

Lori Beth Givens's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALIGN FINANCIAL ADVISORS, LLC?

ALIGN FINANCIAL ADVISORS, LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

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