Unclaimed Profile

William Hamilton Lowell

LOWELL AND COMPANY INC·LUBBOCK, Texas

SIE, Series 4, Series 7, Series 8, Series 24, Series 28, Series 53, Series 6322 years registeredLOWELL AND COMPANY INC

4021 84TH, LUBBOCK, TX 79423CRD# 1158722Firm CRD# 24913

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Hamilton Lowell · LUBBOCK, TX

Registration

CRD #1158722 · LOWELL AND COMPANY INC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LOWELL AND COMPANY INC

CRESCENT ADVISOR GROUP, INC.

Aug 2019 – May 2020

Lubbock, TX

LOWELL WEALTH MANAGEMENT

Jan 2004 – Sep 2019

LUBBOCK, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 8

Series 24

Series 28

Series 53

Series 63

Registration record

First registered · January 2, 2004

Years registered · 22

Disclosure History

2019Customer Dispute·Pending

2017Customer Dispute·Settled

2000Regulatory·Final

1992Regulatory·Final

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

LOWELL AND COMPANY INC

CRD 24913 · SEC 801-69460

AUM

$33M

Regulatory assets under management

Employees

168 client accounts

Services offered by LOWELL AND COMPANY INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LOWELL AND COMPANY INC →

Introduction

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Frequently Asked Questions

What services does William Hamilton Lowell offer?

William Hamilton Lowell specializes in Financial Planning, Investment Management.

What are William Hamilton Lowell's credentials?

William Hamilton Lowell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Hamilton Lowell located?

William Hamilton Lowell is based in LUBBOCK, Texas, last registered with LOWELL AND COMPANY INC.

How does William Hamilton Lowell charge for services?

William Hamilton Lowell's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LOWELL AND COMPANY INC?

LOWELL AND COMPANY INC has approximately 11 employees and manages $33M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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