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Thomas Francis Buckley

SUNBELT SECURITIES, INC.·HOUSTON, Texas
SIE, Series 27, Series 99TOSUNBELT SECURITIES, INC.
2700 POST OAK BLVD STE 1700, HOUSTON, TX 77056CRD# 1563361Firm CRD# 42180

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Francis Buckley · HOUSTON, TX
Registration
CRD #1563361 · SUNBELT SECURITIES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 27
Series 99TO
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
SUNBELT SECURITIES, INC.
CRD 42180 · SEC 801-71479
AUM
$1.9B
Regulatory assets under management
Employees
67
4,727 client accounts
Services offered by SUNBELT SECURITIES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SUNBELT SECURITIES, INC. →
Introduction

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Frequently Asked Questions

What services does Thomas Francis Buckley offer?
Thomas Francis Buckley specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.
What are Thomas Francis Buckley's credentials?
Thomas Francis Buckley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Francis Buckley located?
Thomas Francis Buckley is based in HOUSTON, Texas, working with SUNBELT SECURITIES, INC.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Thomas Francis Buckley charge for services?
Thomas Francis Buckley's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SUNBELT SECURITIES, INC.?
SUNBELT SECURITIES, INC. has approximately 67 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SUNBELT SECURITIES, INC.

Dagny Wright Young
HOUSTON, TX
David Anthony Smetek
HOUSTON, TX
Patrick Joseph Smetek
HOUSTON, TX
Raymond Joseph Miller
HOUSTON, TX
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