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David Anthony Smetek

SUNBELT SECURITIES, INC.·HOUSTON, Texas
SIE, Series 7, Series 24, Series 55, Series 57TO, Series 63, Series 79TO, Series 99TOClean recordSUNBELT SECURITIES, INC.
2700 POST OAK BLVD STE 1700, HOUSTON, TX 77056CRD# 1246996Firm CRD# 42180

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Anthony Smetek · HOUSTON, TX
Registration
CRD #1246996 · SUNBELT SECURITIES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 55
Series 57TO
Series 63
Series 79TO
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
SUNBELT SECURITIES, INC.
CRD 42180 · SEC 801-71479
AUM
$1.9B
Regulatory assets under management
Employees
67
4,727 client accounts
Services offered by SUNBELT SECURITIES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SUNBELT SECURITIES, INC. →
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04

Frequently Asked Questions

What services does David Anthony Smetek offer?
David Anthony Smetek specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.
What are David Anthony Smetek's credentials?
David Anthony Smetek is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Anthony Smetek located?
David Anthony Smetek is based in HOUSTON, Texas, working with SUNBELT SECURITIES, INC.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does David Anthony Smetek charge for services?
David Anthony Smetek's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SUNBELT SECURITIES, INC.?
SUNBELT SECURITIES, INC. has approximately 67 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SUNBELT SECURITIES, INC.

Thomas Francis Buckley
HOUSTON, TX
Dagny Wright Young
HOUSTON, TX
Patrick Joseph Smetek
HOUSTON, TX
Raymond Joseph Miller
HOUSTON, TX
CFP

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