Unclaimed Profile

Raymond Joseph Miller

SUNBELT SECURITIES, INC.·HOUSTON, Texas

SIE, Series 3, Series 5, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 65, Series 79TO, Series 99TOCFP30 years registeredSUNBELT SECURITIES, INC.

2700 POST OAK BLVD STE 1700, HOUSTON, TX 77056CRD# 856248Firm CRD# 42180

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Raymond Joseph Miller · HOUSTON, TX

Registration

CRD #856248 · SUNBELT SECURITIES, INC. · 30 years registered

Brand Profile

Not yet started

Career History

SUNBELT SECURITIES

Jan 2009 – present

USF ADVISORS, LLC

Oct 2007 – Dec 2008

HOUSTON, TX

USF ALTERNATIVE SERVICES, LLC

Oct 2007 – Dec 2008

HOUSTON, TX

USF SERVICES, LLC

Oct 2007 – Dec 2008

HOUSTON, TX

CITIGROUP GLOBAL MARKETS INC.

May 2007 – Oct 2007

AUSTIN, TX

CITICORP INVESTMENT SERVICES

Sep 2006 – May 2007

AUSTIN, TX

CITIGROUP GLOBAL MARKETS INC.

Aug 1995 – Sep 2006

AUSTIN, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 5

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · August 18, 1995

Years registered · 30

Professional designation · CFP

Disclosure History

2002Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SUNBELT SECURITIES, INC.

CRD 42180 · SEC 801-71479

AUM

$1.9B

Regulatory assets under management

Employees

4,727 client accounts

Services offered by SUNBELT SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SUNBELT SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Raymond Joseph Miller offer?

Raymond Joseph Miller specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.

What are Raymond Joseph Miller's credentials?

Raymond Joseph Miller holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Raymond Joseph Miller located?

Raymond Joseph Miller is based in HOUSTON, Texas, working with SUNBELT SECURITIES, INC.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Raymond Joseph Miller charge for services?

Raymond Joseph Miller's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUNBELT SECURITIES, INC.?

SUNBELT SECURITIES, INC. has approximately 67 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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