Unclaimed Profile

Steve Howell Gott

USCA ASSET MANAGEMENT LLC·HOUSTON, Texas

SIE, Series 4, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 66, Series 87, Series 99TOClean record25 years registeredUSCA ASSET MANAGEMENT LLC

4444 WESTHEIMER, HOUSTON, TX 77027CRD# 1653406Firm CRD# 137045

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steve Howell Gott · HOUSTON, TX

Registration

CRD #1653406 · USCA ASSET MANAGEMENT LLC · 25 years registered

Brand Profile

Not yet started

Career History

FROST INVESTMENT SERVICES

Mar 2023 – present

U.S. CAPITAL WEALTH ADVISORS, LLC

Jun 2021 – Feb 2023

AUSTIN, TX

USCA ASSET MANAGEMENT LLC

Mar 2015 – Aug 2021

HOUSTON, TX

USCA RIA LLC

May 2012 – Jun 2021

HOUSTON, TX

SANDERS MORRIS HARRIS INC.

Jul 2011 – Apr 2012

HOUSTON, TX

STANFORD GROUP COMPANY

Nov 2000 – Mar 2009

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 66

Series 87

Series 99TO

Registration record

First registered · November 15, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

USCA ASSET MANAGEMENT LLC

CRD 137045 · SEC 801-64873

AUM

$205M

Regulatory assets under management

Employees

26 client accounts

Services offered by USCA ASSET MANAGEMENT LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at USCA ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Steve Howell Gott offer?

Steve Howell Gott specializes in Investment Management, Retirement Planning. Contact their office in HOUSTON, Texas for a consultation.

What are Steve Howell Gott's credentials?

Steve Howell Gott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steve Howell Gott located?

Steve Howell Gott is based in HOUSTON, Texas, working with USCA ASSET MANAGEMENT LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Steve Howell Gott charge for services?

Steve Howell Gott's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is USCA ASSET MANAGEMENT LLC?

USCA ASSET MANAGEMENT LLC has approximately 6 employees and manages $205M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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