Unclaimed Profile

Patrick Michael Mendenhall

USCA ASSET MANAGEMENT LLC·HOUSTON, Texas

SIE, Series 3, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 6535 years registeredUSCA ASSET MANAGEMENT LLC

4444 WESTHEIMER, HOUSTON, TX 77027CRD# 1068809Firm CRD# 137045

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patrick Michael Mendenhall · HOUSTON, TX

Registration

CRD #1068809 · USCA ASSET MANAGEMENT LLC · 35 years registered

Brand Profile

Not yet started

Career History

U.S. CAPITAL WEALTH ADVISORS, LLC

Jun 2021 – present

USCA SECURITIES LLC

Apr 2010 – present

USCA ASSET MANAGEMENT LLC

May 2016 – Aug 2021

HOUSTON, TX

USCA RIA LLC

Jan 2010 – Jun 2021

HOUSTON, TX

UBS FINANCIAL SERVICES INC.

Aug 1990 – Aug 2009

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · August 16, 1990

Years registered · 35

Disclosure History

2024Customer Dispute·Settled

2023Customer Dispute·Award / Judgment

2019Customer Dispute·Settled

2000Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

USCA ASSET MANAGEMENT LLC

CRD 137045 · SEC 801-64873

AUM

$205M

Regulatory assets under management

Employees

26 client accounts

Services offered by USCA ASSET MANAGEMENT LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at USCA ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Patrick Michael Mendenhall offer?

Patrick Michael Mendenhall specializes in Investment Management, Retirement Planning. Contact their office in HOUSTON, Texas for a consultation.

What are Patrick Michael Mendenhall's credentials?

Patrick Michael Mendenhall is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patrick Michael Mendenhall located?

Patrick Michael Mendenhall is based in HOUSTON, Texas, working with USCA ASSET MANAGEMENT LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Patrick Michael Mendenhall charge for services?

Patrick Michael Mendenhall's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is USCA ASSET MANAGEMENT LLC?

USCA ASSET MANAGEMENT LLC has approximately 6 employees and manages $205M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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