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Stephen Thomas Schwarzbach

ICON WEALTH ADVISORS, LLC·HOUSTON, Texas
SIE, Series 7, Series 31, Series 66Clean record18 years registeredICON WEALTH ADVISORS, LLC
1980 POST OAK BOULEVARD, HOUSTON, TX 77056CRD# 5518637Firm CRD# 319609

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Thomas Schwarzbach · HOUSTON, TX
Registration
CRD #5518637 · ICON WEALTH ADVISORS, LLC · 18 years registered
Brand Profile
Not yet started
01

Career History

ICON WEALTH PARTNERS
Aug 2022 – present
ICON WEALTH PARTNERS, LLC
Feb 2017 – Aug 2022
HOUSTON, TX
MORGAN STANLEY
Jun 2009 – Feb 2017
HOUSTON, TX
CITIGROUP GLOBAL MARKETS INC.
Jul 2008 – Jun 2009
HOUSTON, TX
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 31
Series 66
Registration record
First registered · July 29, 2008
Years registered · 18
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ICON WEALTH ADVISORS, LLC
CRD 319609 · SEC 801-125893
AUM
$1.9B
Regulatory assets under management
Employees
21
3,998 client accounts
Services offered by ICON WEALTH ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ICON WEALTH ADVISORS, LLC →
Introduction

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05

Frequently Asked Questions

What services does Stephen Thomas Schwarzbach offer?
Stephen Thomas Schwarzbach specializes in Financial Planning, Investment Management. Contact their office in HOUSTON, Texas for a consultation.
What are Stephen Thomas Schwarzbach's credentials?
Stephen Thomas Schwarzbach is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Thomas Schwarzbach located?
Stephen Thomas Schwarzbach is based in HOUSTON, Texas, working with ICON WEALTH ADVISORS, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Stephen Thomas Schwarzbach charge for services?
Stephen Thomas Schwarzbach's firm is compensated through percentage of aum, other: revenue sharing on eligible credit and cash management solutions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ICON WEALTH ADVISORS, LLC?
ICON WEALTH ADVISORS, LLC has approximately 21 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ICON WEALTH ADVISORS, LLC

Blake Andrew Pratz
HOUSTON, TX
Brooks Harper Mcgee
HOUSTON, TX
James Alan Pavlik
HOUSTON, TX
Mark Baker Mcadams
HOUSTON, TX

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