Unclaimed Profile

James Alan Pavlik

ICON WEALTH ADVISORS, LLC·HOUSTON, Texas

SIE, Series 7, Series 7TO, Series 22, Series 63, Series 65Clean record20 years registeredICON WEALTH ADVISORS, LLC

1980 POST OAK BOULEVARD, HOUSTON, TX 77056CRD# 4279213Firm CRD# 319609

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Alan Pavlik · HOUSTON, TX

Registration

CRD #4279213 · ICON WEALTH ADVISORS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

ICON WEALTH PARTNERS

Aug 2022 – present

ICON WEALTH PARTNERS, LLC

Jun 2020 – Aug 2022

HOUSTON, TX

AVALON INVESTMENT & ADVISORY

Apr 2006 – Jun 2020

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 22

Series 63

Series 65

Registration record

First registered · April 10, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ICON WEALTH ADVISORS, LLC

CRD 319609 · SEC 801-125893

AUM

$1.9B

Regulatory assets under management

Employees

3,998 client accounts

Services offered by ICON WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ICON WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does James Alan Pavlik offer?

James Alan Pavlik specializes in Financial Planning, Investment Management. Contact their office in HOUSTON, Texas for a consultation.

What are James Alan Pavlik's credentials?

James Alan Pavlik is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Alan Pavlik located?

James Alan Pavlik is based in HOUSTON, Texas, working with ICON WEALTH ADVISORS, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does James Alan Pavlik charge for services?

James Alan Pavlik's firm is compensated through percentage of aum, other: revenue sharing on eligible credit and cash management solutions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ICON WEALTH ADVISORS, LLC?

ICON WEALTH ADVISORS, LLC has approximately 21 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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