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Nicholas Johnson

WILLIS JOHNSON & ASSOCIATES, INC.·HOUSTON, Texas
SIE, Series 7, Series 63, Series 65CFPCFAClean record14 years registeredWILLIS JOHNSON & ASSOCIATES, INC.
5847 SAN FELIPE, HOUSTON, TX 77057CRD# 5377332Firm CRD# 119759

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nicholas Johnson · HOUSTON, TX
Registration
CRD #5377332 · WILLIS JOHNSON & ASSOCIATES, INC. · 14 years registered
Brand Profile
Not yet started
01

Career History

WILLIS JOHNSON WEALTH
Nov 2011 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · November 18, 2011
Years registered · 14
Professional designations · CFP, CFA
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WILLIS JOHNSON & ASSOCIATES, INC.
CRD 119759 · SEC 801-66191
AUM
$1.2B
Regulatory assets under management
Employees
35
2,103 client accounts
Services offered by WILLIS JOHNSON & ASSOCIATES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at WILLIS JOHNSON & ASSOCIATES, INC. →
Introduction

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05

Frequently Asked Questions

What services does Nicholas Johnson offer?
Nicholas Johnson specializes in Financial Planning, Investment Management. Contact their office in HOUSTON, Texas for a consultation.
What are Nicholas Johnson's credentials?
Nicholas Johnson holds the following professional designations: CFP, CFA. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Nicholas Johnson located?
Nicholas Johnson is based in HOUSTON, Texas, working with WILLIS JOHNSON & ASSOCIATES, INC.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Nicholas Johnson charge for services?
Nicholas Johnson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WILLIS JOHNSON & ASSOCIATES, INC.?
WILLIS JOHNSON & ASSOCIATES, INC. has approximately 35 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WILLIS JOHNSON & ASSOCIATES, INC.

Kevin Francis Mcnulty
HOUSTON, TX
Alexis Cathryn Long
HOUSTON, TX
CFP
Willis Anthony Johnson
HOUSTON, TX
CFP

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