Unclaimed Profile

Kevin Francis Mcnulty

JOHNSON, BENDER & COMPANY·HOUSTON, Texas

SIE, Series 7, Series 63, Series 65Clean record25 years registeredJOHNSON, BENDER & COMPANY

5555 SAN FELIPE, HOUSTON, TX 77056CRD# 4170254Firm CRD# 119759

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin Francis Mcnulty · HOUSTON, TX

Registration

CRD #4170254 · JOHNSON, BENDER & COMPANY · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: JOHNSON, BENDER & COMPANY

USCA RIA LLC

Sep 2015 – Oct 2016

HOUSTON, TX

KFM FINANCIAL LLC

Jun 2015 – Aug 2015

HOUSTON, TX

JOHNSON, BENDER & COMPANY

Mar 2001 – Mar 2014

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · March 8, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WILLIS JOHNSON & ASSOCIATES, INC.

CRD 119759 · SEC 801-66191

AUM

$1.2B

Regulatory assets under management

Employees

2,103 client accounts

Services offered by WILLIS JOHNSON & ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WILLIS JOHNSON & ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Kevin Francis Mcnulty offer?

Kevin Francis Mcnulty specializes in Financial Planning, Investment Management.

What are Kevin Francis Mcnulty's credentials?

Kevin Francis Mcnulty is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin Francis Mcnulty located?

Kevin Francis Mcnulty is based in HOUSTON, Texas, last registered with JOHNSON, BENDER & COMPANY.

How does Kevin Francis Mcnulty charge for services?

Kevin Francis Mcnulty's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JOHNSON, BENDER & COMPANY?

JOHNSON, BENDER & COMPANY has approximately 35 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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