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George Bernard Gammond

CAPITAL ONE ASSET MANAGEMENT, LLC·HOUSTON, Texas
CAPITAL ONE ASSET MANAGEMENT, LLC
5444 WESTHEIMER ROAD, HOUSTON, TX 77056-9903CRD# 6770495Firm CRD# 110533

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
George Bernard Gammond · HOUSTON, TX
Registration
CRD #6770495 · CAPITAL ONE ASSET MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
4 disclosures on file · See FINRA BrokerCheck for full record
01

About

George Bernard Gammond is a registered financial advisor based in HOUSTON, Texas, affiliated with CAPITAL ONE ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
CAPITAL ONE ASSET MANAGEMENT, LLC
CAPITAL ONE ASSET MANAGEMENT, LLC
AUM
$2.5B
Regulatory assets under management
Employees
11
Total firm employees
Services
Portfolio management (individuals)
Selection of other advisers
Market timing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 6770495
Firm CRD# 110533
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does George Bernard Gammond offer?
George Bernard Gammond specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in HOUSTON, Texas for a consultation.
What are George Bernard Gammond's credentials?
George Bernard Gammond is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is George Bernard Gammond located?
George Bernard Gammond is based in HOUSTON, Texas, working with CAPITAL ONE ASSET MANAGEMENT, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does George Bernard Gammond charge for services?
George Bernard Gammond's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPITAL ONE ASSET MANAGEMENT, LLC?
CAPITAL ONE ASSET MANAGEMENT, LLC has approximately 11 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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