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CAPITAL ONE ASSET MANAGEMENT, LLC
CAPITAL ONE ASSET MANAGEMENT, LLC
HOUSTON, Texas
·
15 registered advisors
·
CRD# 110533
SEC# 801-60234
1
713-212-5242
01
Firm Overview
AUM
$2.5B
Regulatory assets under management
Employees
11
Total firm employees
Advisors
15
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Selection of other advisers
Market timing services
Compensation
Percentage of AUM
03
Specialties
Investment Management
Wealth Management
Fee-Only Advisory
04
Advisors at CAPITAL ONE ASSET MANAGEMENT, LLC
15 registered advisors
Andrew Dennis Labenne
NEW ORLEANS, Louisiana
CRD# 5460014
Andrew F. Corrado
NEW YORK, New York
CRD# 6175899
Daniel Hugo
HOUSTON, Texas
CRD# 6312253
George Bernard Gammond
HOUSTON, Texas
CRD# 6770495
Gilbert N. Braunig
HOUSTON, Texas
CRD# 6687011
James W. Covington
NEW YORK, New York
CRD# 6005802
John A. Sabino
NEW YORK, New York
CRD# 4378859
Johnell Brown Smith
NEW YORK, New York
CRD# 4925519
Kathy M. Jordan
NEW ORLEANS, Louisiana
CRD# 5821039
Marianthe Melancon
NEW YORK, New York
CRD# 6669034
Martin Christopher Sirera
HOUSTON, Texas
CRD# 2006486
Richard Chauvin
NEW YORK, New York
CRD# 2767947
Richard E Solz
NEW YORK, New York
CRD# 6176866
Robert Paul Teten
HOUSTON, Texas
CRD# 2632214
Robert Scott Fanelli
NEW YORK, New York
CRD# 5044609
05
Office Locations
NEW YORK, New York
8 advisors
HOUSTON, Texas
5 advisors
NEW ORLEANS, Louisiana
2 advisors
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Data sourced from SEC Form ADV filings. CAPITAL ONE ASSET MANAGEMENT, LLC (CRD# 110533) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.