Unclaimed Profile

Francisco Xavier Maza

ALTERNA WEALTH MANAGEMENT, INC.·HOUSTON, Texas

SIE, Series 3, Series 4, Series 7, Series 24, Series 55, Series 57TO, Series 63, Series 66, Series 79TO, Series 99TOCFAClean record24 years registeredALTERNA WEALTH MANAGEMENT, INC.

2800 POST OAK BLVD, HOUSTON, TX 77056CRD# 2786574Firm CRD# 146153

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Francisco Xavier Maza · HOUSTON, TX

Registration

CRD #2786574 · ALTERNA WEALTH MANAGEMENT, INC. · 24 years registered

Brand Profile

Not yet started

Career History

ALTERNA WEALTH MANAGEMENT, INC.

Apr 2008 – present

OPTIMA CAPITAL MANAGEMENT, INC.

Nov 2013 – May 2014

HOUSTON, TX

GUNNALLEN FINANCIAL, INC

Nov 2004 – Jul 2006

HOUSTON, TX

GUNNALLEN FINANCIAL, INC

Dec 2003 – Nov 2004

SUGARLAND, TX

ILLAC ADVISORS, INC.

Jun 2002 – Jan 2004

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 55

Series 57TO

Series 63

Series 66

Series 79TO

Series 99TO

Registration record

First registered · June 7, 2002

Years registered · 24

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALTERNA WEALTH MANAGEMENT, INC.

CRD 146153 · SEC 801-71135

AUM

$861M

Regulatory assets under management

Employees

1,019 client accounts

Services offered by ALTERNA WEALTH MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ALTERNA WEALTH MANAGEMENT, INC. →

Introduction

Speak with Francisco

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Francisco is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in HOUSTON?

Browse all registered financial advisors in HOUSTON, Texas or claim this profile if it's yours.

Browse HOUSTON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Francisco Xavier Maza offer?

Francisco Xavier Maza specializes in Investment Management, Fee-Only Advisory. Contact their office in HOUSTON, Texas for a consultation.

What are Francisco Xavier Maza's credentials?

Francisco Xavier Maza holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Francisco Xavier Maza located?

Francisco Xavier Maza is based in HOUSTON, Texas, working with ALTERNA WEALTH MANAGEMENT, INC.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Francisco Xavier Maza charge for services?

Francisco Xavier Maza's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALTERNA WEALTH MANAGEMENT, INC.?

ALTERNA WEALTH MANAGEMENT, INC. has approximately 36 employees and manages $861M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →