Unclaimed Profile

Jose Antonio Lau

ACTINVER WEALTH MANAGEMENT, INC.·HOUSTON, Texas

SIE, Series 3, Series 4, Series 7, Series 24, Series 27, Series 55, Series 63, Series 66Clean record7 years registeredACTINVER WEALTH MANAGEMENT, INC.

5075 WESTHEIMER, HOUSTON, TX 77056CRD# 5207401Firm CRD# 146153

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jose Antonio Lau · HOUSTON, TX

Registration

CRD #5207401 · ACTINVER WEALTH MANAGEMENT, INC. · 7 years registered

Brand Profile

Not yet started

Career History

BBVA GLOBAL WEALTH ADVISORS, INC.

Oct 2024 – present

INSIGNEO ADVISORY SERVICES, LLC

Dec 2023 – Oct 2024

HOUSTON, TX

PNC MANAGED ACCOUNT SOLUTIONS, INC.

Jan 2022 – Nov 2023

HOUSTON, TX

PNC MANAGED ACCOUNT SOLUTIONS, INC.

Oct 2018 – Dec 2021

Houston, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 27

Series 55

Series 63

Series 66

Registration record

First registered · October 4, 2018

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALTERNA WEALTH MANAGEMENT, INC.

CRD 146153 · SEC 801-71135

AUM

$861M

Regulatory assets under management

Employees

1,019 client accounts

Services offered by ALTERNA WEALTH MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ALTERNA WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Jose Antonio Lau offer?

Jose Antonio Lau specializes in Investment Management, Fee-Only Advisory. Contact their office in HOUSTON, Texas for a consultation.

What are Jose Antonio Lau's credentials?

Jose Antonio Lau is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jose Antonio Lau located?

Jose Antonio Lau is based in HOUSTON, Texas, working with ACTINVER WEALTH MANAGEMENT, INC.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Jose Antonio Lau charge for services?

Jose Antonio Lau's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ACTINVER WEALTH MANAGEMENT, INC.?

ACTINVER WEALTH MANAGEMENT, INC. has approximately 36 employees and manages $861M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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