Unclaimed Profile

Kathy Lynne Colby

DOMINION WEALTH ADVISORS, INC.·HORSESHOE BAY, Texas

SIE, Series 7, Series 24, Series 26, Series 63, Series 65Clean record16 years registeredDOMINION WEALTH ADVISORS, INC.

9000 HIGHWAY 2147 WEST, HORSESHOE BAY, TX 78657CRD# 1280917Firm CRD# 106918

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathy Lynne Colby · HORSESHOE BAY, TX

Registration

CRD #1280917 · DOMINION WEALTH ADVISORS, INC. · 16 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Apr 2025 – present

USA FINANCIAL SECURITIES CORPORATION

Mar 2016 – Apr 2025

Lansing, MI

DOMINION PORTFOLIO MANAGEMENT, INC.

Jan 2011 – Feb 2016

LANSING, MI

FINANCIAL INDEPENDENTS, INC.

Jun 2010 – Jan 2016

LANSING, MI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 26

Series 63

Series 65

Registration record

First registered · June 23, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DOMINION PORTFOLIO MANAGEMENT, INC.

CRD 106918 · SEC 801-115280

AUM

$153M

Regulatory assets under management

Employees

950 client accounts

Services offered by DOMINION PORTFOLIO MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at DOMINION PORTFOLIO MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Kathy Lynne Colby offer?

Kathy Lynne Colby specializes in Investment Management, Fee-Only Advisory. Contact their office in HORSESHOE BAY, Texas for a consultation.

What are Kathy Lynne Colby's credentials?

Kathy Lynne Colby is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kathy Lynne Colby located?

Kathy Lynne Colby is based in HORSESHOE BAY, Texas, working with DOMINION WEALTH ADVISORS, INC.. Their office serves clients in the HORSESHOE BAY metropolitan area and surrounding communities.

How does Kathy Lynne Colby charge for services?

Kathy Lynne Colby's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DOMINION WEALTH ADVISORS, INC.?

DOMINION WEALTH ADVISORS, INC. has approximately 21 employees and manages $153M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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