Unclaimed Profile

Jimmy Dale Phillips

DOMINION PORTFOLIO MANAGEMENT, INC.·HORSESHOE BAY, Texas

SIE, Series 7, Series 24, Series 63, Series 65CFPClean record30 years registeredDOMINION PORTFOLIO MANAGEMENT, INC.

9000 HIGHWAY 2147 WEST, HORSESHOE BAY, TX 78657CRD# 1346134Firm CRD# 106918

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jimmy Dale Phillips · HORSESHOE BAY, TX

Registration

CRD #1346134 · DOMINION PORTFOLIO MANAGEMENT, INC. · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DOMINION PORTFOLIO MANAGEMENT, INC.

FIRST INVESTMENT CORPORATION

Jan 1996 – Jun 2018

BARTLESVILLE, OK

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 22, 1996

Years registered · 30

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DOMINION PORTFOLIO MANAGEMENT, INC.

CRD 106918 · SEC 801-115280

AUM

$153M

Regulatory assets under management

Employees

950 client accounts

Services offered by DOMINION PORTFOLIO MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at DOMINION PORTFOLIO MANAGEMENT, INC. →

Introduction

Speak with Jimmy

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Jimmy is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in HORSESHOE BAY?

Browse all registered financial advisors in HORSESHOE BAY, Texas or claim this profile if it's yours.

Browse HORSESHOE BAY Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Jimmy Dale Phillips offer?

Jimmy Dale Phillips specializes in Investment Management, Fee-Only Advisory.

What are Jimmy Dale Phillips's credentials?

Jimmy Dale Phillips holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Jimmy Dale Phillips located?

Jimmy Dale Phillips is based in HORSESHOE BAY, Texas, last registered with DOMINION PORTFOLIO MANAGEMENT, INC..

How does Jimmy Dale Phillips charge for services?

Jimmy Dale Phillips's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DOMINION PORTFOLIO MANAGEMENT, INC.?

DOMINION PORTFOLIO MANAGEMENT, INC. has approximately 21 employees and manages $153M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →