Unclaimed Profile

J.c. Waller

FUND ARCHITECTS, LLC·HEATH, Texas

Series 7, Series 63, Series 65, Series 66Clean record23 years registeredFUND ARCHITECTS, LLC

6710 HORIZON ROAD, HEATH, TX 75032CRD# 4334824Firm CRD# 145395

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

J.c. Waller · HEATH, TX

Registration

CRD #4334824 · FUND ARCHITECTS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FUND ARCHITECTS, LLC

GENEOS WEALTH MANAGEMENT, INC.

Jul 2022 – Aug 2022

Sarasota, FL

FUND ARCHITECTS, LLC

May 2012 – Jul 2016

HEATH, TX

ADVISED ASSETS GROUP, LLC

Jul 2011 – Apr 2012

GREENWOOD VILLAGE, CO

SHERWOOD INVESTMENT MANAGEMENT, LLC

Apr 2011 – Jul 2011

PARKER, CO

OLD MUTUAL CAPITAL

Oct 2007 – Jan 2011

DENVER, CO

ICON ADVISERS, INC.

Jul 2003 – May 2007

GREENWOOD VILLAGE, CO

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · July 8, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CABANA ADVISORS, LLC

CRD 145395 · SEC 801-68549

AUM

$36M

Regulatory assets under management

Employees

1 client accounts

Services offered by CABANA ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CABANA ADVISORS, LLC →

Introduction

Speak with J.c.

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if J.c. is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in HEATH?

Browse all registered financial advisors in HEATH, Texas or claim this profile if it's yours.

Browse HEATH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does J.c. Waller offer?

J.c. Waller specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are J.c. Waller's credentials?

J.c. Waller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is J.c. Waller located?

J.c. Waller is based in HEATH, Texas, last registered with FUND ARCHITECTS, LLC.

How does J.c. Waller charge for services?

J.c. Waller's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FUND ARCHITECTS, LLC?

FUND ARCHITECTS, LLC has approximately 2 employees and manages $36M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →