Unclaimed Profile

Brent Williams

LAKE POINT WEALTH MANAGEMENT, LLC·HEATH, Texas

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 99TOClean record15 years registeredLAKE POINT WEALTH MANAGEMENT, LLC

1 HORIZON COURT, HEATH, TX 75032CRD# 4333800Firm CRD# 170398

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brent Williams · HEATH, TX

Registration

CRD #4333800 · LAKE POINT WEALTH MANAGEMENT, LLC · 15 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Mar 2022 – present

MERCER GLOBAL ADVISORS INC.

Dec 2021 – Mar 2022

Rockwall, TX

LAKE POINT WEALTH MANAGEMENT, LLC

Jul 2021 – Mar 2022

HEATH, TX

BBVA WEALTH SOLUTIONS INC.

Jan 2021 – May 2021

Dallas, TX

LPL FINANCIAL LLC

Oct 2017 – Nov 2020

ROCKWALL, TX

J.P. MORGAN SECURITIES LLC

Oct 2012 – Oct 2017

DALLAS, TX

CHASE INVESTMENT SERVICES CORP.

Mar 2011 – Oct 2012

PLANO, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · March 15, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LAKE POINT WEALTH MANAGEMENT, LLC

CRD 170398 · SEC 801-110687

Employees

Total firm employees

Services offered by LAKE POINT WEALTH MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at LAKE POINT WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Brent Williams offer?

Brent Williams specializes in Investment Management, Fee-Only Advisory. Contact their office in HEATH, Texas for a consultation.

What are Brent Williams's credentials?

Brent Williams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brent Williams located?

Brent Williams is based in HEATH, Texas, working with LAKE POINT WEALTH MANAGEMENT, LLC. Their office serves clients in the HEATH metropolitan area and surrounding communities.

How does Brent Williams charge for services?

Brent Williams's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LAKE POINT WEALTH MANAGEMENT, LLC?

LAKE POINT WEALTH MANAGEMENT, LLC has approximately 16 employees. The firm is registered with the SEC as an investment adviser.

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