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Michael Shawn Gault

KEMPNER CAPITAL MANAGEMENT, INC.·GALVESTON, Texas
Series 65Clean record23 years registeredKEMPNER CAPITAL MANAGEMENT, INC.
2201 MARKET STREET, GALVESTON, TX 77550CRD# 4616666Firm CRD# 104784

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Shawn Gault · GALVESTON, TX
Registration
CRD #4616666 · KEMPNER CAPITAL MANAGEMENT, INC. · 23 years registered
Brand Profile
Not yet started
01

Career History

REDFISH CAPITAL
Dec 2025 – present
KEMPNER CAPITAL MANAGEMENT, INC.
Dec 2002 – Feb 2026
GALVESTON, TX
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · December 17, 2002
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
KEMPNER CAPITAL MANAGEMENT, INC.
CRD 104784 · SEC 801-17585
AUM
$196M
Regulatory assets under management
Employees
9
29 client accounts
Services offered by KEMPNER CAPITAL MANAGEMENT, INC.
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at KEMPNER CAPITAL MANAGEMENT, INC. →
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05

Frequently Asked Questions

What services does Michael Shawn Gault offer?
Michael Shawn Gault specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in GALVESTON, Texas for a consultation.
What are Michael Shawn Gault's credentials?
Michael Shawn Gault is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Shawn Gault located?
Michael Shawn Gault is based in GALVESTON, Texas, working with KEMPNER CAPITAL MANAGEMENT, INC.. Their office serves clients in the GALVESTON metropolitan area and surrounding communities.
How does Michael Shawn Gault charge for services?
Michael Shawn Gault's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KEMPNER CAPITAL MANAGEMENT, INC.?
KEMPNER CAPITAL MANAGEMENT, INC. has approximately 9 employees and manages $196M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at KEMPNER CAPITAL MANAGEMENT, INC.

Jr. Harris Kempner
GALVESTON, TX
Andrew Ryan Duncan
GALVESTON, TX

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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Research
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