Unclaimed Profile

Andrew Ryan Duncan

KEMPNER CAPITAL MANAGEMENT, INC.·GALVESTON, Texas

Series 7, Series 63, Series 65Clean record21 years registeredKEMPNER CAPITAL MANAGEMENT, INC.

2201 MARKET STREET, GALVESTON, TX 77550CRD# 2856286Firm CRD# 104784

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew Ryan Duncan · GALVESTON, TX

Registration

CRD #2856286 · KEMPNER CAPITAL MANAGEMENT, INC. · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KEMPNER CAPITAL MANAGEMENT, INC.

FOSTER VICTOR

Mar 2024 – Sep 2025

GREENVILLE, SC

FROST INVESTMENT ADVISORS, LLC

Mar 2017 – Nov 2022

SAN ANTONIO, TX

KEMPNER CAPITAL MANAGEMENT, INC.

May 2012 – Aug 2017

GALVESTON, TX

AKA "ANRIA" OR "ANRIA, INC."

Jan 2011 – Apr 2012

LEAGUE CITY, TX

SECURITIES MANAGEMENT AND RESEARCH, INC. ("SM&R")

May 2005 – Jan 2011

LEAGUE CITY, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · May 9, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KEMPNER CAPITAL MANAGEMENT, INC.

CRD 104784 · SEC 801-17585

AUM

$196M

Regulatory assets under management

Employees

29 client accounts

Services offered by KEMPNER CAPITAL MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at KEMPNER CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Andrew Ryan Duncan offer?

Andrew Ryan Duncan specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory.

What are Andrew Ryan Duncan's credentials?

Andrew Ryan Duncan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew Ryan Duncan located?

Andrew Ryan Duncan is based in GALVESTON, Texas, last registered with KEMPNER CAPITAL MANAGEMENT, INC..

How does Andrew Ryan Duncan charge for services?

Andrew Ryan Duncan's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KEMPNER CAPITAL MANAGEMENT, INC.?

KEMPNER CAPITAL MANAGEMENT, INC. has approximately 9 employees and manages $196M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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Other Advisors at KEMPNER CAPITAL MANAGEMENT, INC.

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Investment Management Retirement Planning Wealth Management Financial Planning Fee-Only Advisory Financial Education

Nearby cities in Texas

DALLAS (832)HOUSTON (806)AUSTIN (497)SAN ANTONIO (225)FORT WORTH (165)PLANO (117)THE WOODLANDS (73)ADDISON (38)IRVING (30)FRISCO (30)

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Research

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