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Jr. Harris Kempner

KEMPNER CAPITAL MANAGEMENT, INC.·GALVESTON, Texas
Clean record44 years registeredKEMPNER CAPITAL MANAGEMENT, INC.
2201 MARKET STREET, GALVESTON, TX 77550CRD# 4348122Firm CRD# 104784

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jr. Harris Kempner · GALVESTON, TX
Registration
CRD #4348122 · KEMPNER CAPITAL MANAGEMENT, INC. · 44 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: KEMPNER CAPITAL MANAGEMENT, INC.
KEMPNER CAPITAL MANAGEMENT, INC.
Dec 1981 – Nov 2025
GALVESTON, TX
02

Registrations & Exams

Registration record
First registered · December 17, 1981
Years registered · 44
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
KEMPNER CAPITAL MANAGEMENT, INC.
CRD 104784 · SEC 801-17585
AUM
$196M
Regulatory assets under management
Employees
9
29 client accounts
Services offered by KEMPNER CAPITAL MANAGEMENT, INC.
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at KEMPNER CAPITAL MANAGEMENT, INC. →
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05

Frequently Asked Questions

What services does Jr. Harris Kempner offer?
Jr. Harris Kempner specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory.
What are Jr. Harris Kempner's credentials?
Jr. Harris Kempner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jr. Harris Kempner located?
Jr. Harris Kempner is based in GALVESTON, Texas, last registered with KEMPNER CAPITAL MANAGEMENT, INC..
How does Jr. Harris Kempner charge for services?
Jr. Harris Kempner's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KEMPNER CAPITAL MANAGEMENT, INC.?
KEMPNER CAPITAL MANAGEMENT, INC. has approximately 9 employees and manages $196M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at KEMPNER CAPITAL MANAGEMENT, INC.

Andrew Ryan Duncan
GALVESTON, TX
Michael Shawn Gault
GALVESTON, TX

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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